Top 10 Holders of Ordinary Shares
31 March 2026
Total number of holders of ordinary shares as at the end of the Reporting Period 379,500 Total number of holders of preference shares whose voting rights had been restored as at the end of the Reporting Period 0
Particulars of shareholding of the top 10 holders of ordinary shares
Name of shareholder Type of shareholder Shareholding percentage (%) Number of shares held as at the end of the Reporting Period (share) Number of
shares held
subject to
restriction
on sales
(share)		 Shares pledged/marked/ frozen
Status Number (share)
HKSCC Nominees Limited Other 18.93 8,289,221,269 - Unknown -
Dajia Life Insurance Co., Ltd. — UniversalProduct Domestic legal person 10.30 4,508,984,567 - Nil -
Dajia Life Insurance Co., Ltd. — Traditional Product Domestic legal person 6.49 2,843,300,122 - Nil -
Shenzhen Liye Group Co., Ltd. Domestic non-state-owned legal person 4.49 1,966,999,113 - Pledged 880,000,000
New Hope Liuhe Investment Co., Ltd. Domestic non-state-owned legal person 4.18 1,828,327,362 - Nil -
China Great Wall Asset Management Co., Ltd. Domestic non-state-owned legal person 3.66 1,601,401,174 - Nil -
Tongfang Guoxin Investment Holding Co.,Ltd. Domestic legal person 3.33 1,457,647,949 - Pledged 803,560,000
Frozen 47,796,949
Shanghai Giant Lifetech Co., Ltd. Domestic non-state-owned legal person 3.15

1,379,679,587

 - Pledged 1,379,678,400
China Shipowners Mutual Assurance Association Domestic non-state-owned legal person 3.02 1,324,284,453 - Nil -
HKSCC Limited Other 1.52 663,821,423 - Nil -
Statement on the related relationship or concerted actions among the aforesaid shareholders

1. Dajia Life Insurance Co., Ltd. – Universal Product and Dajia Life Insurance Co., Ltd. – Traditional Product have the same legal person; HKSCC Nominees Limited is a wholly-owned subsidiary of HKSCC Limited;
2. Save as mentioned above, the Bank is not aware of any related relationship or concerted action among the above shareholders.
Statement on margin trading, short selling and refinancing engaged by the top ten holders of ordinary shares and the top ten holders of ordinary shares not subject to restriction on sales 

1. The margin accounts of Shenzhen Liye Group Co., Ltd. and Tongfang Guoxin Investment Holding Co., Ltd. hold 313,808,367 shares and 606,291,000 shares of the Bank respectively, representing 0.72% and 1.38% of the total share capital of the Bank, respectively. Save as mentioned above, the Bank is not aware of any margin trading and short selling engaged by the above other shareholders;
2. Except for the unknown information of HKSCC Nominees Limited, according to the record of opening/ending shares lent for refinancing in the first quarter of 2026 by the shareholders with shareholding of 5% or more, the top 10 holders of ordinary shares and the top 10 holders of circulating shares not subject
to restriction on sales of the Bank provided by China Securities Finance Corporation Limited, there was no refinancing engaged by the top 10 holders of ordinary shares and the top 10 holders of ordinary shares not subject to restriction on sales of the Bank.

Notes:
1. The number of shares held by holders of A shares and the number of shares held by holders of H shares in the above table were recorded in accordance with the registers of shareholders of the Bank provided by China Securities Depository and Clearing Corporation Limited (Shanghai Branch) and Computershare Hong Kong Investor Services Limited, respectively.
2. No shareholder of the Bank held shares subject to restriction on sales.
3. Total number of the shares held by HKSCC Nominees Limited acting as an agent represents the total amount of H shares of the Bank held by all institutional and individual investors that registered in the account of such investors as at the end of the Reporting Period; total number of the shares held by HKSCC Limited represents the total amount of A shares (SSE-listed securities through Shanghai Stock Connect) it held as a nominee holder designated by and on behalf of Hong Kong and overseas investors as at the end of the Reporting Period.